0001546190-15-000004.txt : 20150212
0001546190-15-000004.hdr.sgml : 20150212
20150212172058
ACCESSION NUMBER: 0001546190-15-000004
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-85282
FILM NUMBER: 15607568
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FPR PARTNERS LLC
CENTRAL INDEX KEY: 0001546190
IRS NUMBER: 364616234
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 199 FREMONT STREET
STREET 2: SUITE 2500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-284-8888
MAIL ADDRESS:
STREET 1: 199 FREMONT STREET
STREET 2: SUITE 2500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
SC 13G/A
1
fpr13glpla021215.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
LPL Financial Holdings Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
50212V100
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2014
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|X| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
--------------------------------------------------------------------------------
SCHEDULE 13G
------------------------- -------------------------
CUSIP NO. 50212V100 Page 2 of 6
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
FPR Partners, LLC
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
8,142,862
NUMBER OF ---------------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ---------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON WITH:
8,142,862
---------------------------------------------------------
8. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,142,862
--------------------------------------------------------------------------------
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.2% (1)
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
IA
--------------------------------------------------------------------------------
(1) Based upon shares outstanding as of October 27, 2014 as reported by the
Issuer on its September 30, 2014 Form 10-Q
SCHEDULE 13G
------------------------- -------------------------
CUSIP NO. 50212V100 Page 3 of 6
--------------------------------------------------------------------------------
Item 1. Issuer
------
(a) Name of Issuer:
--------------
LPL Financial Holdings Inc.
(b) Address of Issuer's Principal Executive Offices:
-----------------------------------------------
75 State Street
Boston, MA 02109
Item 2. Identity And Background
-----------------------
(a) Name of Person Filing:
---------------------
FPR Partners, LLC
(b) Address of Principal Business Office or, if none, Residence:
-----------------------------------------------------------
199 Fremont Street, Suite 2500
San Francisco, CA 94105-2261
(c) Citizenship:
-----------
Delaware
(d) Title of Class of Securities:
----------------------------
Common Stock
(e) CUSIP Number:
------------
50212V100
SCHEDULE 13G
------------------------- -------------------------
CUSIP NO. 50212V100 Page 4 of 6
--------------------------------------------------------------------------------
Item 3. If this statement is filed pursuant to 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
---------------------------------------------------------
(a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o);
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c);
(c) [ ] Insurance company as defined in section 3(a)(19) of
the Act (15 U.S.C. 78c);
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C 80a-8);
(e) [X] An investment adviser in accordance with
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance
with 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] A non-U.S. institution in accordance with
240.13d-1(b)(1)(ii)(J);
(k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K).
Item 4. Ownership
---------
(a) Amount beneficially owned: 8,142,862
(b) Percent of class: 8.2% (1)
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 8,142,862
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 8,142,862
(iv) Shared power to dispose or to direct the disposition of: 0
(1) Based upon shares outstanding as of October 27, 2014 as reported by the
Issuer on its September 30, 2014 Form 10-Q
SCHEDULE 13G
------------------------- -------------------------
CUSIP NO. 50212V100 Page 5 of 6
--------------------------------------------------------------------------------
Item 5. Ownership Of Five Percent Or Less Of a Class
--------------------------------------------
Not Applicable.
Item 6. Ownership Of More Than Five Percent On Behalf Of Another Person
---------------------------------------------------------------
Not Applicable.
Item 7. Identification And Classification Of The Subsidiary Which Acquired The
-----------------------------------------------------------------------
Security Being Reported On By The Parent Holding Company
--------------------------------------------------------
Not Applicable.
Item 8. Identification And Classification Of Members Of The Group
---------------------------------------------------------
Not Applicable.
Item 9. Notice Of Dissolution Of Group
------------------------------
Not Applicable.
Item 10. Certification
-------------
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SCHEDULE 13G
------------------------- -------------------------
CUSIP NO. 50212V100 Page 6 of 6
--------------------------------------------------------------------------------
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Dated: February 12, 2015
FPR Partners, LLC
/s/ Siu Chiang
-------------------------------------
Name: Siu Chiang
Title: Chief Financial Officer